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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Archive
Prescribed Forms and Notices (PFN)
Prescribed Forms and Notices Module (PFN) [VER5/04-06]
PFN 2 AUT Forms
Not in use — see new AFN Sourcebook
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Up to Mar 22 2006

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Contents:
PFN AUT 1 Application for a Licence Core Information
PFN AUT 2 Application for Authorisation Asset Management
PFN AUT 3 Application for Authorisation Insurance and Reinsurance
PFN AUT 4 Application for Authorisation Insurance Broking and Management
PFN AUT 5 Application for Authorisation Wholesale Banking and Corporate Finance
PFN AUT 6 Application for Authorisation Capital Markets
PFN AUT 7 Application for Authorisation Islamic Financial Business
PFN AUT 8 Guidelines for completing application forms for applicants seeking to carry on Financial Services in or from the DIFC
PFN AUT 8.1 General Background
PFN AUT 8.2 Completing the Applications
PFN AUT 8.3 Submitting the Application
PFN AUT 8.4 Following the Application
PFN AUT 9 Application for Authorisation Authorised Individual Status
PFN AUT 10 Application to Extend or Vary Authorised Individual Status
PFN AUT 11 Application to Withdraw Authorised Individual Status
PFN AUT 12 Applications and Notifications Concerning a Change in Control