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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
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Archive
Application Forms and Notices Module (AFN)
Application Forms and Notices Module (AFN) [VER46/02-19]
Chapter 2 — AFN AUT Forms
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal
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  Versions
(1 version)
 
Apr 1 2006 - Mar 22 2015

Chapter 2 — AFN AUT Forms

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Apr 1 2006 - Mar 22 2015.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
AFN AUT–NOTES Applying for Authorisation — Notes for Applicants
The purpose of the Core information form, Fund Forms and supplements
AFN AUT-NOTES Part 1: Core Information form notes
AFN AUT-NOTES Part 2: Notes on what the DFSA expect to see in a regulatory business plan
AFN AUT-NOTES Part 3: Supplement notes
AFN AUT-NOTES Part 4: Exempt Fund form notes
AFN AUT-NOTES Part 5: Qualified Investor Funds
AFN AUT-NOTES Part 6: External Fund Manager Form notes
AFN AUT-NOTES Part 7: External Fund Notification Form notes
AFN AUT-NOTES Part 8: Representative Office form notes
AFN AUT-NOTES Part 9: Credit Rating Agency form notes
AFN AUT-NOTES Part 10: Other information
AFN AUT–CORE Applying for Authorisation — Core Information Form
AFN AUT–AMS Applying for Authorisation — Asset Management Supplement
AFN AUT–STS Applying for Authorisation — Sales and Trading Supplement
AFN AUT–BLS Applying for Authorisation — Banking and Lending Supplement
AFN AUT–INS Applying for Authorisation — Insurance Supplement
AFN AUT–IFS Applying for Authorisation — Islamic Finance Business Supplement
AFN AUT–PFS Applying for Authorisation — Public Fund supplement
AFN AUT–EFF Applying for Authorisation — Exempt Fund Form
AFN AUT–QIFM QIF Domestic Fund Manager Form
AFN AUT–QIF Qualified Investor Fund: Notification Form
AFN AUT–EFM External Fund Manager Form
AFN AUT–EXF External Fund: Notification Form
AFN AUT–REP Applying for Authorisation as a Representative Office
AFN AUT–CON Applications and Notifications Concerning a Change in Control
AFN AUT–IND1 Authorised Individual Status
AFN AUT–IND2 Application to Extend or Vary Authorised Individual Status
AFN AUT–IND3 Application to Withdraw Authorised Individual Status
AFN AUT–IND4 Applying to become the Principal Representative
AFN AUT–IND 5 Application for authorisation Key Individual status
AFN AUT–IND 6 Application to extend or vary Key Individual status
AFN AUT–IND 7 Application to withdraw Key Individual status
AFN AUT–CRA Applying for Authorisation as a Credit Rating Agency