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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Regulatory Law
Part 3: Licences, Authorisation and Registration
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Chapter 1 — The Framework of Regulation

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Contents:
41. The Financial Services Prohibition
41A. Financial Promotions Prohibition
41B. General prohibition against misconduct
42. Authorised Firms, Authorised Market Institutions and Financial Services
43. Licensed Functions of Authorised Persons
44. Prohibition relating to Endorsements