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To view past versions of this module in PDF format, please visit the Archive.


Contents:
Collective Investment Law
Part 1: General
Part 2: Definitions
Part 3: Roles and Functions of the Fund Manager and Trustee
Part 4: Establishment and Operation of Domestic Funds
Part 5: Governance of Domestic Funds
Part 6: [Not in Use]
Part 7: Marketing of Domestic and Foreign Funds
Part 8: Transfer Schemes and Winding Up of Domestic Funds
Part 9: DFSA Powers in Relation to a Fund
Part 10: Financial Markets Tribunal
Part 11: [Deleted]
Part 12: Miscellaneous
Schedule 1 Interpretation
Investment Trust Law
Part 1: General
Part 2: Creation, Alteration and Termination of an Investment Trust
Part 3: Effect of an Investment Trust
Part 4: Trustee Requirements
Part 5: Duties and Powers of the Trustee
Part 6: Removal and Retirement of the Trustee
Part 7: DFSA powers in relation to an Investment Trust
Part 8: The Financial Markets Tribunal
Part 9: Miscellaneous
Schedule Interpretation
Law Regulating Islamic Financial Business
Part 1: General Provisions
Part 2: Conduct of Islamic Financial Business
Schedule 1 — Interpretation
Markets Law
Part 1: General
Part 2: Offer of Securities
Part 3: Authorised Market Institutions
Part 4: Obligations of Reporting Entities
Part 5: Takeovers
Part 6: Prevention of Market Abuse
Part 7: Proceedings
Part 8: The Financial Markets Tribunal
Part 9: Miscellaneous
Schedule — Interpretation
Regulatory Law
Part 1: General
Part 2: The DFSA
Part 3: Licences, Authorisation and Registration
Part 4: General Regulation and Anti-Money Laundering Provisions
Part 5: Powers of Supervision and Investigation
Part 6: Contraventions and Fines
Part 7: Enforcement
Part 8: Accounting and Auditing
Part 9: Control of Financial Services Transfers
Part 10: Miscellaneous
Schedule 1 Interpretation
Schedule 2 The DFSA
Schedule 3 Decision-making Procedures
Archive
Collective Investment Law
Data Protection Law
Investment Trust Law
Law Regulating Islamic Financial Business
Markets Law
Regulatory Law
Trust Law