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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Consultation Papers
Past Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Past Papers

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Contents:
Consultation Paper No. 112 Testing Fintech Innovations in the DIFC
Consultation Paper No. 111 Crowdfunding: SME Financing Through Investing
Consultation Paper No. 110 DFSA Fees
Consultation Paper No. 109 Crowdfunding: SME Financing Through Lending
Consultation Paper No. 108 Proposed Miscellaneous Amendments
Consultation Paper No. 107 Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module
Consultation Paper No. 106 Regulation of Arranging, Representative Office Activities and Financial Promotions
Consultation Paper No. 105 Online applications and submission of data to the DFSA
Consultation Paper No. 104 Proposed Miscellaneous Amendments
Consultation Paper No. 103 Proposals Relating to the Insurance Regime
Consultation Paper No. 102 Property Funds and Money Market Funds
Consultation Paper No. 101 Proposed Miscellaneous Amendments
Consultation Paper No. 100 Proposed Amendments to Markets-Related Fees
Consultation Paper No. 99 BASEL III — Liquidity Coverage Ratio and Leverage Ratio
Consultation Paper No. 98 Proposed Code of Market Conduct
Consultation Paper No. 97 Proposed Changes to the Client Classification Regime
DFSA response to public comments on CP 97 — 'Proposed Changes to the Client Classification Regime'
Consultation Paper No. 96 Proposed Amendments to the DFSA Fee Regime
Consultation Paper No. 94 Proposed Changes to the FMT Jurisdiction, to the DFSA's Supervisory Powers and to the DFSA's Approach to Decision Making
Consultation Paper No. 95 Minor Changes to CP90 and CP94 Proposals
Consultation Paper No. 93 Qualified Investor Exempt Funds
DFSA response to public comments on Consultation Paper No. 93 — Qualified Investor Funds
Consultation Paper No. 92 Regulatory Reporting Under the PIB and PIN Modules
Consultation Paper No. 91 Proposed Enhancements to the Auditor Regime
Consultation Paper No. 90 Proposed Changes to the FMT Jurisdiction and Enhancements to the DFSA's Enforcement Powers
Consultation Paper No. 89 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes (Second Consultation)
Consultation Paper No. 88 Proposed Miscellaneous Amendments
Consultation Paper No. 87 Changes Proposed to the Authorised Market Institutions Regime
DFSA response to public comments on Consultation Paper No. 87 - Changes proposed to the Authorised Market Institutions regime
Consultation Paper No. 86 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes
Consultation Paper No. 85 Notice of Proposed Amendment to Legislation
Consultation Paper No.84 Proposed Enhancements to the DFSA Rulebook to meet International Best Practice Standards
Consultation Paper No. 83 Proposed changes to the PIB Module of the Rulebook
Consultation Paper No. 82 Proposals to Regulate Credit Rating Agencies
Consultation Paper No. 81 The Exercise of Regulatory Powers, Enhancement to the Regulatory Law 2004 and RPP Sourcebook
Consultation Paper No. 80 Proposals Relating to Controllers and Legal Forms of Authorised Persons
Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities
Consultation Paper No. 78 Proposed DFSA Listing Rules
Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons
Consultation Paper No. 76 Proposed Changes to the Markets Law Regime Part 2 — Recognition and Auditing
Consultation Paper No. 75 Proposed Changes to the Markets Law Regime
Consultation Paper No. 74 Anti-Money Laundering Supervision in the DIFC and Enhancements to the Regulatory Law 2004
Consultation Paper No. 73 The Regulatory Policy and Processes Sourcebook and Enhancements to DFSA's Rulebook
Consultation Paper No. 72 Changes to the DFSA Financial Promotions Regime
Consultation Paper No. 71 Financial Service Definitions Review
Consultation Paper No. 70 Proposed Changes to Enforcement Framework
Consultation Paper No. 69 Proposed Enhancements to the Collective Investment Funds Regime
Consultation Paper No. 68 Enhanced Corporate Governance Regime for Reporting Entities
Consultation Paper No. 67 Changes to the DFSA Price Stabilisation Rules
Consultation Paper No. 66 Enhancing Clarity and Accessibility of Islamic Finance Rules
Consultation Paper No. 65 DIFC Representative Office Regime
Consultation Paper No. 64 Enhancements to the Fees Module
Consultation Paper No. 63 Changes to the DIFC Insider Dealing Regime
Consultation Paper No. 62 Proposed Changes to the Markets Law in Relation to Powers of the DFSA to Maintain an Official List of Securities
Consultation Paper No. 61 Proposed Enhancements to Client Asset Protections
Consultation Paper No. 59 Proposed Changes to Definitions of Investments
Consultation Paper No. 60 Miscellaneous Amendments to Legislation
Consultation Paper No. 58 Implementation of Pillars 2 & 3 of Basel II
Consultation Paper No. 57 Miscellaneous Amendments to the Rulebook
Consultation Paper No. 56 Regulation of Single Family Offices
Consultation Paper No. 55 Proposal to Enhance Rules Relating to Anti Money Laundering and Observance of Relevant United Nations Resolutions and Sanctions
Consultation Paper No. 54 Implementation of DFSA's Key Policy Review
Consultation Paper No. 53 Prudential Rules for Islamic Finance
Consultation Paper No. 52 Key Policy Review
Consultation Paper No. 51 Proposals Relating to Offers of Securities from the DIFC
Consultation Paper No. 50 Proposed Hedge Fund Code of Practice
Consultation Paper No. 49 Proposals Relating to Fees
Consultation Paper No. 48 Proposals to Facilitate Certain Types of Advising and Arranging
Consultation Paper No. 47 Proposals Relating to Insurance Securitisation
Consultation Paper No. 46 Proposals to Implement an Electronic Prudential Reporting System
Consultation Paper No. 45 Proposals to Refine the Definition of "Related Parties"
Consultation Paper No. 44 Proposals Relating to Direct Long–Term Insurance, Credit Insurance and Group Supervision
Consultation Paper No. 43 Amendments Concerning the Financial Markets Tribunal and Regulatory Appeals Committee
Consultation Paper No. 42 Proposed Enhancements to the DFSA Rulebook to Meet International Best Practice Standards
Consultation Paper No. 41 Proposed Changes to DFSA Administered Legislation in Relation to the Definition of Day
Consultation Paper No. 40 Proposal to Remove the Requirement for a Licensed Director/Partner at the Head Office
Consultation Paper No. 39 A New Category of Recognised Members
Consultation Paper No. 38 Miscellaneous Amendments to the Takeover Rules
Consultation Paper No. 37 Use of Prime Brokers by Hedge Funds
Consultation Paper No. 36 Proposed Changes to the Framework for the Regulation of Auditors
Consultation Paper No. 35 Proposals to Extend the Annual Reporting Period Applicable to Reporting Entities
Consultation Paper No. 34 Proposals to Amend the Requirements Relating to Marketing and Selling of Foreign Funds
Consultation Paper No. 33 Proposals for an Investment Trust Law and Requirements Relating to Public Property Funds
Consultation Paper No. 32 Proposed Reduction of Capital Requirements for Brokers Acting as "Matched Principals"
Consultation Paper No. 31 Proposed Changes Relating to Branches of DIFC Incorporated Firms
Consultation Paper No. 30 Proposed Changes Relating to Sponsors
Consultation Paper No. 29 Proposed Changes Relating to Licensed Representatives
Consultation Paper No. 28 The Proposed Restructuring of the Ancillary Service Providers Regime
Consultation Paper No. 27 Prudential — Investment, Insurance Intermediation and Banking Business (PIB) and Prescribed Forms and Notices (PFN)
Consultation Paper No. 26 Investment Companies Regulations
Consultation Paper No. 25 The Proposed Regime for Collective Investment Funds
Consultation Paper No. 24 on Limited Partnership Regulations
Consultation Paper No.23 on Limited Partnership Law
Consultation Paper No. 22 Trust Service Providers Rules (TSP)
Annex A General Module (GEN)
Annex B Authorisation Module (AUT)
Annex C Conduct of Business Module (COB)
Annex D Anti Money Laundering Module (AML)
Annex E Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB)
Annex F Ancillary Service Providers Module (ASP)
Annex G Glossary Module (GLO)
Consultation Paper No. 21 The Collective Investment Law [2005]
Annex A
Schedule 1 Interpretation
Consultation Paper No. 20 DFSA's Draft Policy Statement on Start-Up Entities
Annex A
Consultation Paper No. 19 Trust Companies Law DIFC Law No. [ ] of 2005
Consultation Paper No. 18 Takeover Rules (TKO)
Annex A Takeover Rules Module (TKO)
Annex B Glossary Module (GLO)
Consultation Paper No. 17 Trust Law
Trust Law
Consultation Paper No. 16 Policy Statement on Confidential Regulatory Information
Consultation Paper No. 15 Alternative Trading Systems
Annex A General Module (GEN)
Annex B Authorisation Module (AUT)
Annex C Conduct of Business Module (COB)
Annex D Prudential - Investment, Insurance Intermediation and Banking Business Module (PIB)
Annex E Glossary Module (GLO)
Consultation Paper No. 14 Rules for Listed Funds
Annex A Offered Securities Rules (OSR)
Annex B Glossary Module (GLO)
Consultation Paper No. 13 Price Stabilisation Rules
Annex A Price Stabilisation Module (PRS)
Annex B Glossary Module (GLO)
Consultation Paper No. 12 The Authorized Market Institution, Recognition and Offered Securities Modules of the DFSA Rulebook
Annex A Authorized Market Institutions (AMI)
Annex B Recognition (REC)
Annex C Offered Securities Rules (OSR)
Annex D General (GEN)
Annex E Supervision (SUP)
Annex F Glossary (GLO)
Consultation Paper No. 11 The law regulating Islamic financial business and The Islamic financial business module of the DFSA Rulebook
Draft
Consultation Paper No. 10 The principles for authorised firms and The principles for authorised individuals
Draft
Consultation Paper No. 9 Prudential Rules for Insurers
Draft Rules
Consultation Paper No. 8 Regulatory Law
Appendix 1 Structure of the Regulatory Authority
Regulatory Law
Consultation Paper No. 7 Law Relating To Application Of DIFC Laws
Draft of the Law Relating to Application of DIFC Laws
Consultation Paper No. 6 Personal Property Law
Draft Personal Property Law
Consultation Paper No. 5 Law of Security
Draft
Consultation Paper No. 4 Insolvency Law
Draft of the Insolvency Law
Consultation Paper No. 3 Contract Law
Draft of the Contract Law
Consultation Paper No. 2 Companies Law
Draft
Consultation Paper No. 1 Regulatory Law
Appendix 1
Draft Law