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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER43/02-19]
GLO 2 Glossary
[ S ] [Safekeeping Arrangement—Suspicious Transaction]
Soft Dollar Agreement
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Soft Dollar Agreement



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An agreement in any form under which an Authorised FirmG receives goods or services in return for Investment BusinessG put through or in the way of another PersonG .


Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]