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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER43/02-19]
GLO 2 Glossary
[ S ] [Safekeeping Arrangement—Suspicious Transaction]
Senior Manager
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Senior Manager



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In relation to an:

(a) Authorised FirmG , the Licensed FunctionG described in GEN Rule 7.4.7; and
(b) Authorised Market InstitutionG , an individual who is responsible either alone or jointly with other individuals for the management, supervision or control of the Authorised Market Institution'sG Financial ServicesG and who is not a member of the Governing BodyG .
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER24/02-11]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]