Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
[ S ] [Safekeeping Arrangement—Suspicious Transaction]
Senior Executive Officer
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole SectionText only Print Print Manager Link


  Versions
(3 versions)
 

Senior Executive Officer



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In relation to:

(a) an Authorised FirmG , the Licensed FunctionG described in GEN Rule 7.4.2; and
(b) an Authorised Market InstitutionG , the Key IndividualG function described in AMI Rule 5.3.4.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER24/02-11]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]