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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Glossary Module (GLO) [VER43/02-19]
GLO 2 Glossary
[ R ] [Rated—Rulebook]
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Whole SectionText only Print Print Manager Link


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Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In respect of one entity, the first entity, being in the position relative to that entity of:

(a) a second entity that is a SubsidiaryG , AssociateG or Holding CompanyG of the first entity;
(b) a second entity that is a SubsidiaryG or AssociateG of the Holding CompanyG of the first entity;
(c) a director or officer of the first entity or of an entity that is related to the first entity by reason of (a) or (b) above;
(d) the spouse or minor child of a natural person referred to in (c) above; or
(e) a company that is a SubsidiaryG of or subject to significant influence by or from a natural person referred to in (c) or (d) above.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]