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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER43/02-19]
GLO 2 Glossary
[ R ] [Rated—Rulebook]
Regulatory Function
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Regulatory Function



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In accordance with AMI Rule 4.4.1, in relation to an Authorised Market InstitutionG , means those functions which directly contribute to the satisfaction by the Authorised Market InstitutionG of its Licensing RequirementsG .

[Added] DFSA RM19/2005 (as from 19th April 2005).
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13] [VER3/04-05]
[Amended] DFSA RM143/2014 (Made 21st August 2014). [VER31/06-14]