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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER43/02-19]
GLO 2 Glossary
[ P ] [Parent—Public Sector Entities]
Prudential Context
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Notices
Financial Markets Tribunal
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Prudential Context



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In relation to activities carried on by a Authorised FirmG , the context in which the activities might have, or might reasonably be regarded as likely to have, a negative effect on:

(a) confidence in the financial stability of the DIFCG ;
(b) the ability of the Authorised FirmG to meet the applicable DFSAG requirements and standards relating to the Authorised Firm'sG financial resources; or
(c) the fitness and propriety of the Authorised FirmG to remain authorised.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]