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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
[ I ] [IFR—Issuer]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Up to Jul 10 2010Jul 11 2010 onwards


Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) (in relation to any SecurityG ) (other than a UnitG in a Collective Investment FundG ) the PersonG by whom it is or is to be issued;
(2) (in relation to a UnitG in a Collective Investment FundG ) the Fund ManagerG ;
(3) (in relation to an interest in a limited PartnershipG ) the PartnershipG ; and
(4) (in relation to CertificatesG ) the PersonG who issued or is to issue the SecurityG to which the CertificateG or other instrument relates.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]