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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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Governing Body

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The board of directors, partners, committee of management or other governing body of an UndertakingG .
(2) In CIR, in relation to a FundG , a PersonG or a body of PersonsG who together form the directing mind of the FundG including but not limited to:

(a) its Fund ManagerG , a member of its main or supervisory board, a General PartnerG ; or

(b) any other PersonG or body of PersonsG exercising equivalent powers and functions in relation to directing the operation of the FundG .
(3) In AMLG , has the meaning in Rule 3.2.1.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]