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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
[ D ] [Dealing in Investments as Agent—Dubai Law]
Distribution Event
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal
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Distribution Event



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A distribution event is:

(a) the appointment of a liquidator, receiver or administrator, or trustee in bankruptcy, over the Authorised FirmG or its Nominee CompanyG ;
(b) the appointment of a liquidator, receiver or administrator, or trustee in bankruptcy, over a Third Party AgentG of the Authorised FirmG or its Nominee CompanyG ; or
(c) the coming into force of a direction by the DFSAG in respect of all Client AssetsG held by the Authorised FirmG .

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]