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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
[ C ] [Capital Requirement—Customer Due Diligence (CDD)]
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  Versions
(2 versions)
 
Up to Sep 30 2007Oct 1 2007 onwards

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Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In relation to a PersonG (A), a PersonG which has or has at any relevant time had the following relationship to A:

(a) a member of A's GroupG ;
(b) a ControllerG of A;
(c) a member of a partnership of which A is a member;
(d) an employee or former employee of A;
(e) if A is a company:
(i) an officer or manager of A or of a parent of A;
(ii) an agent of A or of a parent of A;
(f) if A is a partnership, is or has been a member, manager or agent of A; or
(g) if A is an unincorporated association of persons which is not a partnership, is or has been an officer, manager or agent of A.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM50/2007 (Made 1st October 2007). [VER16/10-07]