Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
[ C ] [Capital Requirement—Customer Due Diligence (CDD)]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link


Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) In PIBG , any form of asset, guarantee, or indemnity which is held or controlled by an Authorised FirmG and is subject to a security interest or arrangement in favour of that firm; and
(2) In COBG , a Client InvestmentG which has been paid for in full by a ClientG and which is held or controlled by the Authorised FirmG under the terms of a deposit, pledge, charge or other security arrangement.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]