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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Up to Jul 4 2012

REC 1.1.1 Guidance

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective up to Jul 4 2012.
To view other versions open the versions tab on the right.

1. This module is divided into three parts. REC part 1 (chapters 2–5) sets out details of the regulatory framework that applies to Recognised BodiesG and applicants for such status. REC part 2 (chapters 6–9) sets out details of the process for recognition as a Recognised MemberG . REC part 3 (chapter 10) sets out general provisions which apply to both Recognised BodiesG and Recognised MembersG (Recognised PersonsG ).
2. References to Articles made in this module are references to Articles in the Regulatory Law 2004 unless otherwise stated.

Derived from DFSA RM18/2005 (Made 16th September 2004). [VER1/09-04]