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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Authorised Market Institutions (AMI)
Authorised Market Institutions (AMI) [VER14/07-12]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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Up to Jul 13 2013

AMI 6 Controllers

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective up to Jul 13 2013.
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AMI 6.1 Application
AMI 6.1.1
AMI 6.1.2 [Deleted]
Definition of a Controller
Disregarded holdings
AMI 6.2 Changes relating to control
Requirement for prior approval of Controllers of an Authorised Market Institution incorporated under DIFC law
Approval process
Objection or conditional approval process
Notification for decrease in the level of control of an AMI incorporated under DIFC law
Notification for changes in control relating to an Authorised Market Institution incorporated under non-DIFC law
Obligations of an Authorised Market Institution relating to its Controllers
Other powers relating to Controllers
AMI 6.3 [Deleted]
AMI 6.3.1 [Deleted]
AMI 6.3.2 [Deleted]