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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Prudential Returns Module (PRU) [VER5/02-19]
PRU 1 Instructional Guidelines for PIB Forms
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Mar 28 2019 onwards

PRU 1 Instructional Guidelines for PIB Forms

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
1.1 Form B10A — Assets
Part 1 — Accounting Portfolios
Part 2 — Financial Asset Classification
Part 3 — Summary Table
1.2 Form B10B — Liabilities (Domestic)
Part 1 — Accounting Portfolios
Part 2 — Financial Liabilities Classification
Part 3 — Summary Table
1.3 Form B10B — Liabilities (Branch)
1.4 Form B10C — Equity
1.5 Form B10D — Off Balance Sheet Exposures
1.6 Form B20A — Assets — Islamic Financial Institutions
1.7 Form B20B — Liabilities (Domestic) — Islamic Financial Institutions
1.8 Form B20B — Liabilities (Branch) — Islamic Financial Institutions
1.9 Form B20C — Equity — Islamic Financial Institutions
1.10 Form B20D — Off Balance Sheet Exposures — Islamic Financial Institutions
1.11 Form B20E — Analysis of Reserves Movement — Islamic Financial Institutions
1.12 Form B30 — Related Party Schedule (Domestic / Branch)
1.13 Form B40A — Profit and Loss
1.14 Form B40B — Statement of Comprehensive Income
1.15 Form B50A — Profit and Loss — Islamic Financial Institutions
1.16 Form B50B — Statement of Comprehensive Income — Islamic Financial Institutions
1.17 B100 — Declaration by Authorised Firms
1.18 Form B110 — Capital Ratios
1.19 Form B120 — Capital Resources
1.20 Form B130 — Credit Risk — Overview
1.21 Form B130A — Credit Risk Capital Requirement — Balance Sheet Exposures
1.22 Form B130B — Credit Risk Capital Requirement — Counterparty Exposures
1.23 Form B130C — Credit Risk Capital Requirement — Securitisation
1.24 Form B140 — Market Risk Capital Requirement — Overview
1.25 Forms B140A, B140B & B140C — Market Risk Capital Requirement — Interest Rate Risk
1.26 Form B140D — Market Risk Capital Requirement — Equity Risk
1.27 Form B140E — Market Risk Capital Requirement — FX Risk
1.28 Form B140F — Market Risk Capital Requirement — Options and Commodities
1.29 Form B140G — Market Risk Capital Requirement — VAR
1.30 Form B150 — Operational Risk Capital Requirement
1.31 Form B180 — Expenditure Based Capital Minimum
1.32 Form B190 — Leverage Ratio
1.33 Form B210 — Liquidity
1.34 Form B220 — Liquidity Coverage Ratio
1.35 Form B230 — Net Stable Funding Ratio
1.36 Form B240 — Funding Schedule
1.37 Form B250 — Funding Concentration
1.38 Form B260 — Interest Rate Risk in the Non-Trading Book
1.39 Form B270 — Currency Exposures
1.40 Form B280A — Outward Remittances
1.41 Form B280B — Inward Remittances
1.42 Form B310 — Large Exposures
1.43 Form B320 — Arrears and Provisions
1.44 Form B330 — Forborne Exposures
1.45 Form B340 — Credit Activity
1.46 Form B350 — Trade Finance Activity
1.47 Form B360 — Islamic Product Activity
1.48 Form B370 — Investment Activity
1.49 Form B380 — Investment Fair Value
1.50 Form B410 — Advisory
1.51 Form B420 — Asset Management & Ancillary Asset Management Services
1.52 Form B430 — Dealing Overview and personnel
1.53 Form B440 — Dealing and Arranging
1.54 Form B450 — Staffing and Conduct
1.55 Form B510 — Insurance Intermediation or Management
1.56 Internal Risk Assessment Process (IRAP) & Internal Capital Adequacy Assessment Process (ICAAP)