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  Versions
(1 version)
 
Feb 25 2019 onwards

FPR 6.6.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The Fund ManagerG of the Passported FundG must notify the DFSAG as soon as practicable of any material events, in accordance with the applicable legislation. In particular, but without limitation, a Fund ManagerG or the governing body or trustee of a Passported FundG must notify the DFSAG as soon as practicable, and in any case no later than 7 days after it becomes aware, of any of the following events:

(a) the Fund ManagerG intends to retire as manager of the Passported FundG ;
(b) it is proposed that a successor manager will be appointed in relation to the Passported FundG ;
(c) the Fund ManagerG has been removed or replaced as manager of the Passported FundG ;
(d) any material service provider to the Passported FundG (including, without limitation, any custodian) or an AgentG resigns, is appointed, is removed, or is replaced;
(e) the prospectus or offering document relating to the Passported FundG has been amended or replaced;
(f) winding-up of the Passported FundG has commenced; or
(g) the Fund ManagerG intends to vary or revoke its authorisation with its Home RegulatorG , or any of its permissions contained in that authorisation.
Derived from RMI233/2019 (Made 20th February 2019). [VER1/02-19]