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Feb 25 2019 onwards

Fund Protocol Rules (FPR) [VER1/02-19]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
FPR 1 Introduction
FPR 1.1 Application
FPR 1.2 Overview and purpose of this module
FPR 1.3 Glossary for FPR
FPR 2 Passported Funds
FPR 2.1 Passported Funds
FPR 3 Procedure for Notification
FPR 3.1 Notification for Private Funds
FPR 3.2 Notification for Public Funds
FPR 4 Registration of Non-DIFC Passported Funds
FPR 4.1 Notifications received by the DFSA (Host Regulator)
FPR 5 Register of Passported Funds
FPR 5.1 Register of Passported Funds
FPR 6 Management and Operation of a Passported Fund
FPR 6.1 Compliance with Constitution
FPR 6.2 Ongoing Appointment of Fund Manager
FPR 6.3 Promotion by Fund Managers, Agents and other Licensed Persons
FPR 6.4 Additional criteria for Public Funds
FPR 6.5 Custodian
FPR 6.6 Reporting changes to the DFSA
FPR 7 Fees
FPR 7.1 Notification and Annual Fees
FPR 8 De-Registration of Passported Funds
FPR 8.1 De-registration by the DFSA
FPR 8.2 Notification of de-registration by Home Regulator to the DFSA
FPR 9 Supervisory and Investigatory Powers
FPR 9.1 Requests for Assistance
FPR 9.2 Inspections
FPR 9.3 Circumstances in which the DFSA may decline a request for an inspection
FPR 9.4 Exercise of DFSA's powers at the request of another authority
FPR 9.5 Exercise of the DFSA's powers as Host Regulator
FPR App 1 Minimum Requirements for Public Funds
FPR A1.1.1
FPR A1.1.2