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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
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Whole SectionText only Print Print Manager Link

(1 version)
Dec 18 2018 onwards

CIR 14.4.9

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Fund ManagerG of an Exchange Traded FundG (ETF) must include in its ProspectusG sufficient information to enable investors to clearly understand:

(a) the ETF's cost structure, covering:
(i) any performance fees of the Fund ManagerG , if applicable;
(ii) its operational costs; and
(iii) if applicable, costs of underlying transactionsG (such as swaps, brokerage commissions and additional costs associated with leverage or use of collateral, and the rebalancing of the portfolio costs); and
(b) any revenue derived by the Fund ManagerG through the use of the ETF's portfolio assets, and how that revenue is distributed between the ETFG and the Fund ManagerG .
[Added] DFSA RM218/2018 (Made 22nd February 2018). [VER23/12-18]