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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Oct 29 2018 onwards

AML 7.3.4

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Relevant PersonG is not required to comply with AML Rules 7.3.1(1)(b) and (c) if the customer is either:

(a) a body corporate that:
(i) has its Securities listed by the DFSAG , another Financial Services RegulatorG or a Regulated ExchangeG ; and
(ii) is subject to disclosure requirements which ensure that adequate information about its business, structure and beneficial ownership is publicly available; or
(b) a majority-owned subsidiary of a body corporate referred to in (a).
Derived from DFSA RM231/2018 (Made 6th June 2018) [VER15/07-18]