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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jan 1 2018 onwards

9.3.13 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. An Authorised FirmG should explain clearly in its notification:
a. the reasons for it not meeting its NSFR Requirement;
b. measures that have been taken and will be taken to ensure it meets its NSFR Requirement; and
c. its expectations regarding the potential duration of the situation.
2. An Authorised FirmG that makes a notification should discuss with the DFSAG what, if any, further steps it should take to deal with the situation.
Derived from DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]