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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jan 1 2018 onwards

PIB 3.9B.6

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The DFSAG must determine an HLA Ratio for each Authorised FirmG that it designates as a G-SIB or D-SIB.
(2) The HLA Ratio determined under (1) for a D-SIB must be not less than 1% and not more than 3.5%.
(3) The DFSAG may vary the HLA Ratio determined under this RuleG , provided that for a D-SIB the ratio as varied is within the range specified in (2).
(4) The procedures in Schedule 3 to the Regulatory LawG apply to a DFSA decision to set or vary an HLA RatioG for an Authorised FirmG .
(5) If the DFSAG decides to set or vary an HLA Ratio, the Authorised FirmG may refer the matter to the FMT for review.
(6) Paragraphs (4) and (5) do not apply to a decision relating to the HLA Ratio for a G-SIB designated under PIB Rule 1.4.1.
Derived from DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]