Home   Browse contents   View updates   Search  
     Quick search
Go
   

Whole SectionText only Print Print Manager Link


  Versions
(1 version)
 
Jan 1 2018 onwards

FER 6.1.4



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised PersonG applying to have its LicenceG withdrawn must pay to the DFSAG an application fee of $5,000 if, when it applies, the Authorised PersonG :

(a) Provides CustodyG ;
(b) has DepositsG that must be repaid;
(c) holds or controls Client AssetsG or Insurance MoniesG ;
(d) has a significant liability to a creditor;
(e) is the subject of a civil claim made by a ClientG ; or
(f) is the subject of enforcement, supervisory or civil proceedings by the DFSAG or a Financial Services RegulatorG .
Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]