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Jan 1 2018 onwards

FER 6.1.4

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

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An Authorised PersonG applying to have its LicenceG withdrawn must pay to the DFSAG an application fee of $5,000 if, when it applies, the Authorised PersonG :

(a) Provides CustodyG ;
(b) has DepositsG that must be repaid;
(c) holds or controls Client AssetsG or Insurance MoniesG ;
(d) has a significant liability to a creditor;
(e) is the subject of a civil claim made by a ClientG ; or
(f) is the subject of enforcement, supervisory or civil proceedings by the DFSAG or a Financial Services RegulatorG .
Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]