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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Fees Module (FER) [VER20/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jan 1 2018 onwards

FER 2.7.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised Market InstitutionG applying to the DFSAG :

(a) for Key IndividualG status for an individual;
(b) to amend a Key Individual'sG authorisation to include a new Licensed FunctionG ; or
(c) to substitute one Key IndividualG for another performing a particular Licensed FunctionG in the Authorised Market InstitutionG ,

must pay to the DFSAG an application fee of $500 for each Key IndividualG for whom it is seeking authorisation; to amend the scope of his authorisation; or to substitute as a Key IndividualG (as the case may be).

Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]