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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Feb 1 2017 onwards

GEN 10.3.5

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG which, immediately before the commencement date, had an authorisation for 'Advising on Financial Products or Credit' in respect of Financial ProductsG and credit is, on the commencement date, taken to have the following authorisations:

(a) 'Arranging Credit and Advising on Credit' so far as that authorisation relates to Advising on CreditG ; and
(b) 'Advising on Financial Products', but only with respect to Financial ProductsG specified on its LicenceG immediately before the commencement date.
Derived DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]