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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Feb 1 2017 onwards

GEN 10.3.4

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG which, immediately before the commencement date, had an authorisation for 'Arranging Credit or Deals in Investments' in respect of InvestmentsG (and not credit), is, on the commencement date, taken to have an authorisation for 'Arranging Deals in Investments', but only with respect to the InvestmentsG specified on its LicenceG immediately before the commencement date.

Derived DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]