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Dubai Financial Services Authority (DFSA): Contents

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Feb 1 2017 onwards

GEN 10.3.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG which, immediately before the commencement date, had an authorisation for 'Arranging Credit or Deals in Investments' in respect of both credit and InvestmentsG is, on the commencement date, taken to have the following authorisations:

(a) 'Arranging Credit and Advising on Credit' so far as that authorisation relates to Arranging CreditG ; and
(b) 'Arranging Deals in Investments', but only with respect to the InvestmentsG specified on its LicenceG immediately before the commencement date.
Derived DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]