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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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Feb 1 2017 onwards

COB 6.15.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

If an Authorised FirmG advises on or arranges Direct Long-Term InsuranceG for a Retail ClientG , it must disclose to the ClientG :

(a) the method of calculation of any bonuses;
(b) an indication of surrender values and paid-up values, and the extent to which any such values are guaranteed;
(c) for unit-linked insurance contracts, definition of the units to which they are linked, and a description of the underlying assets;
(d) the basis of any projections included in the information; and
(e) any facts that are material to the decision to invest, including any risks associated with the investment and factors that may adversely affect the performance of the investments.
Derived from DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]