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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER33/07-19]
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  Versions
(1 version)
 
Feb 1 2017 onwards

COB A6.5.1A



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Before an Authorised FirmG arranges custody with a non-DIFC custodian authorised and supervised by a Financial Services RegulatorG , it must undertake an assessment of that custodian and have concluded, on reasonable grounds, that it is suitable to hold the Safe Custody InvestmentsG .
(2) When assessing the suitability of a non-DIFC custodian, the Authorised FirmG must ensure that the non-DIFC custodian will provide protections equivalent to the protections conferred in this appendix.
Derived from DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]