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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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Whole SectionText only Print Print Manager Link


  Versions
(1 version)
 
Aug 1 2016 onwards

Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Rule Insurer Insurance Intermediary Insurance Manager
Section 7.1: Application and interpretation
Section 7.1A: Table illustrating the application of Rules
Section 7.2: Insurance business, management and intermediation restrictions ✓ (other than COB Rules 7.2.3, 7.2.4 and 7.2.5) ✓ (only COB Rules 7.2.2 and 7.2.6)
Section 7.3: Communication of information and marketing material ✓ (other than COB Rule 7.3.1(3)
Section 7.4: Client's duty of disclosure ✓ (other than COB Rules 7.4.2, 7.4.3) X
Section 7.5: Authorised Firm's duty of disclosure ✓ (other than COB Rules 7.5.2 and 7.5.3) ✓ (other than COB Rule 7.5.3)
Section 7.6: Disclosure of costs and remuneration ✓ (other than COB Rule 7.6.2)
Section 7.7: Information about the proposed insurance X
Section 7.8: Suitability X
Section 7.9: Managing Conflicts of Interests X
Section 7.10: Placement of Insurance X
Section 7.11: Providing an ongoing service X
Section 7.12: Insurance Monies X

Derived from DFSA RM182/2016 (Made 19th June 2016) [VER27/08-16]