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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Markets Rules (MKT) [VER15/07-19]
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(1 version)
Apr 3 2016 onwards

MKT 4.3.3A

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of Rules 4.3.2 and 4.3.3, a PersonG is taken to hold SecuritiesG or InvestmentsG in or relating to a Reporting EntityG , if the PersonG holds a DerivativeG or any other Financial InstrumentG that on its maturity will confer on him:

(a) an unconditional right to acquire the SecurityG or InvestmentG ; or
(b) the discretion as to his right to acquire the SecurityG or InvestmentG .
Derived from DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]