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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
General Module (GEN) [VER46/01-20]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(2 versions)
Apr 3 2016 - Jan 31 2017Feb 1 2017 onwards

GEN 10.1.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In this section:

"commencement date" means the day on which Rule-Making Instrument No 166 of 2016 comes into force;

"endorsement" means an endorsement under:

(a) GEN Rule 2.2.10A permitting an Authorised FirmG to hold or control Client AssetsG ; or
(b) GEN Rule 2.2.10B permitting an Authorised FirmG to hold Insurance MoniesG ;

"transitional period" means the period starting on the commencement date and ending six months after that day.

[Added] DFSA RM166/2016 (Made 10th February 2016). [VER36/04-16]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]