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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  Versions
(1 version)
 
Apr 3 2016 onwards

GEN 10.1 Endorsements to hold client assets and insurance monies

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
Interpretation
GEN 10.1.1
Endorsement not required during transitional period
GEN 10.1.2
Grant of endorsement for Firms that already hold or control Client Assets
GEN 10.1.3
Grant of endorsement for Firms that already hold Insurance Monies
GEN 10.1.4
DFSA's powers not affected
GEN 10.1.5