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Jul 14 2015 onwards

10-8-2



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Before deciding whether to use of the Article 75(1)(a)(iv) power, the DFSAG will generally try to resolve any concerns that it has with an Authorised Person'sG name using informal channels, and would generally seek a voluntary undertaking by the firm to change its name. However, in urgent cases, the DFSAG may use the prohibition power without, or with very little, prior notice in accordance with paragraph 4(7) of Schedule 3 of the Regulatory Law 2004.

Derived from Notice of Updates (Made 14th July 2015). July 2015 Edition