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Jul 14 2015 onwards


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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

This policy is aimed primarily at entities which are authorised to carry on a Financial ServiceG , which include applicants for Authorisation, or others which otherwise fall within the DFSAG regulatory perimeter e.g. funds and trusts (referred to collectively as "firms" in this chapter). However, this policy will also be relevant to unregulated entities to the extent that such a person uses a name that suggests, or could suggest, that the person is authorised to carry on a Financial ServiceG .

Derived from Notice of Updates (Made 14th July 2015). July 2015 Edition