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Aug 1 2015 - Dec 31 2017Jan 1 2018 onwards

FER 4.1.1 Guidance



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The DFSAG may levy a supplementary fee under Rule 1.2.7 if it appears to it that approval of a ProspectusG or other document is likely to cause it to incur substantial additional costs, for example, because the Prospectus or transaction is complex. In such cases, the DFSAG will usually discuss with the IssuerG the level of supplementary fee before, or as soon as possible after the submission of an application for approval of the document.

Derived from DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]
[Amended] DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]