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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Apr 1 2015 onwards

COB 2.5.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The records in Rule 2.5.1 must be kept by an Authorised FirmG for at least six years from the date on which the business relationship with a ClientG has ended.
(2) In complying with (1), an Authorised FirmG may, if the date on which the business relationship with the ClientG ended is unclear, treat the date of the completion of the last TransactionG with the ClientG as the date on which the business relationship ended.
Derived from DFSA RM149/2015 (Made 11th February 2015) [VER24/04-15]