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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
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Archive

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  Versions
(1 version)
 
Apr 1 2015 onwards

COB 2.5.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must keep records of:

(1) the procedures which it has followed under the Rules in this chapter, including any documents which evidence the Client'sG classification; and
(2) any notice sent to the ClientG under the Rules in this chapter and evidence of despatch.
Derived from DFSA RM149/2015 (Made 11th February 2015) [VER24/04-15]