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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Apr 1 2015 onwards

COB 2.1.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This chapter applies, subject to Rule 2.1.2, to an Authorised FirmG , which carries on, or intends to carry on, any Financial ServiceG with or for a PersonG .
(2) For the purposes of this chapter, a PersonG includes a FundG , pension fund or trust, even if it does not have a separate legal personality.
Derived from DFSA RM149/2015 (Made 11th February 2015) [VER24/04-15]