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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
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Jan 1 2015 onwards

PIB 9.3.9 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. An Authorised FirmG should in its notification clearly explain:
a. the reasons for not meeting the limits;
b. measures that have been taken and will be taken to ensure it meets its LCR Requirement; and
c. its expectations regarding the potential duration of the situation.
2. An Authorised FirmG that makes a notification should discuss with the DFSAG what, if any, further steps it should take to deal with the situation.
[Added] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]