Home   Browse contents   View updates   Search  
     Quick search

Whole Section Print Print Manager Link

(3 versions)

Code of Market Conduct (CMC) [VER3/08-17]

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

CMC 1 Introduction
CMC 2 Market Manipulation and Fraud
CMC 2-1 Introduction
CMC 2-2 Market Manipulation
CMC 2-3 Perpetrating A Fraud on a Person
CMC 2-4 Defences
CMC 3 Dissemination of False or Misleading Information
CMC 4 Use of Fictitious Devices and Other Forms of Deception
CMC 5 False or Misleading Conduct and Distortion
CMC 6 Insider Dealing
CMC 6-6 Examples of Insider Dealing
CMC 6-1 Article 58 of the Markets Law
CMC 6-2 What is "Inside Information"?
CMC 6-3 Definition of "Insider"
CMC 6-4 Dealing "On The Basis Of" Inside Information
CMC 6-5 Attempting to Deal and Dealing in Related Investments
CMC 6-7 Defences
CMC 7 Providing Inside Information
CMC 7-1 Article 59 of the Markets Law
CMC 7-2 Disclosure of Inside Information
CMC 7-3 Procuring Another Person to Deal
CMC 7-4 Defences
CMC 8 Inducing Another Person to Deal
CMC 9 Misuse of Information
CMC 10 Specific Market Practices
CMC 11 Enforcement Powers