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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Aug 24 2014 onwards

COB 4.4 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Article 101 of the DIFC Insolvency Law 2009 gives the DFSAG a power to modify the application of provisions of that law and the Regulations made for the purposes of it in particular cases or classes of case. It permits the DFSAG to make Rules which provide for the orderly conduct of affairs or winding up of an Authorised FirmG and to prescribe procedures and priorities for dealing with assets of the Authorised FirmG or other persons in the event of pending or actual insolvency or other default.

[Added] DFSA RM144/2014 (Made 24th August 2014). [VER23/08-14]