Home   Browse contents   View updates   Search  
     Quick search
Go
   

Whole SectionText only Print Print Manager Link


  Versions
(1 version)
 
Sep 1 2014 - Mar 22 2015

AFN AUD2 Application to withdraw Audit Principal Status



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Sep 1 2014 - Mar 22 2015.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

Set out here are the preliminary notes relating to the form, click here to download the specific AFN form above in Word format.

Purpose of this form

This form must be submitted by a Registered Audit or the relevant Audit Principal applying to withdraw Audit Principal Status. In some cases the DFSA may require additional information in order to complete the processing of this application. If this is necessary, the DFSA will contact the person identified in section 1 of this form.

Contents

Section Title
1 General Information
2 Withdrawal of Audit Principal status
3 Declarations

Notes for completing this form

•   Defined terms are identified throughout this application form by the capitalization of the initial letter of a word or phrase and are defined in the Glossary module (GLO) of the DFSA's Rulebook.
•   Unless otherwise specified, applicant refers to the individual for whom Audit Principal Status is being withdrawn.
•   Unless otherwise specified, Registered Auditor refers to the firm on whose behalf the application to withdraw Audit Principal Status is being submitted.
•   Prior to completion of this form, the Audit Principal and the Registered Auditor should read the AUD Module of the DFSA Rulebook and Part 8 of the Regulatory Law 2004.
•   All sections of the form must be completed.
•   Questions must be answered fully and the use of abbreviations or acronyms should be avoided or defined.
•   Do not leave any questions blank. If a question is not applicable this should be indicated in the response section. Failure to answer questions or provide full responses will delay the progress of the application.
•   Answers must be typed, in electronic format, and the form must be signed by the Audit Principal and the Managing Partner of the Registered Auditor.