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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Aug 24 2014 onwards

COB 4.4.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Subject to (2), to the extent that the Rules in this section are inconsistent with the Insolvency Law 2009 and any regulations made for the purposes of that law the Rules in this section will prevail.
(2) The following provisions of laws, Rules and Regulations prevail over the Rules in this section:
(a) parts A5.13.2 (a), (b), (c) and (d)(ii) of the Client Money Distribution Rules;
(b) Article 65 of the Insolvency Law 2009;
(c) the DIFC Preferential Creditor Regulations; and
(d) Regulations 5.45.4 and 5.52 of the DIFC Insolvency Regulations.
[Added] DFSA RM144/2014 (Made 24th August 2014). [VER23/08-14]