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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Aug 21 2014 onwards

RPP 4-12-7

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The DFSAG may also direct an Affiliate of an Authorised PersonG to take specified steps or not to carry out specified activities.12 The DFSAG may give such a direction to an Affiliate if the DFSAG is the consolidated supervisor of the GroupG to which the Authorised PersonG belongs and is satisfied that the direction is necessary or desirable for the effective prudential supervision of the GroupG .13 A direction may, for example, include a requirement that the Affiliate limit any activities reasonably likely to expose the Authorised PersonG or its GroupG to excessive risks or risks that are not properly managed.

12 Article 75A(2).

13 Article 75A(2).

Inserted (Made 21st August 2014). August 2014 Edition