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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Aug 21 2014 onwards

RPP 4-12-5

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Under Article 75A, the DFSAG may for, prudential purposes, direct a particular Authorised FirmG , or Authorised FirmsG within a specified class, to:

(a) comply with any specified additional capital or liquidity requirements;
(b) apply a specific provisioning policy or treatment of specified assets;
(c) comply with specified limits on material risk exposures;
(d) comply with specified limits on exposures to related parties;
(e) meet additional or more frequent reporting requirements; or
(f) take such other action as is specified in the direction.
Inserted (Made 21st August 2014). August 2014 Edition