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Aug 21 2014 onwards

AMI 3.3.4

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In assessing whether an individual is fit and proper to be granted Key IndividualG Status to carry out a Licensed FunctionG , the DFSAG may:

(a) make any enquiries which it considers appropriate, including enquiries independent of the applicant;
(b) require the Authorised Market InstitutionG or the individual to provide additional information;
(c) require any information provided by the Authorised Market InstitutionG or the individual to be verified in any way specified by the DFSAG ; and
(d) take into account any information which it considers appropriate.
[Added] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]